Aurel

Rulebooks

 

3rd Jan, 2018 BGC-Brokers-LP-OTF-Rulebook.pdf

BGC-Products-Asset classes of financial instruments
Order Handling and Best Execution Policy
Conflict of Interest Statement
Minor non-monetary benefits disclosures
 

Ratecards

 

1st Nov, 2019 MiFIDII-RateCard- AUREL-Emerging-Markets-Rate-Cards-1-11-2019
1st Nov, 2019 MiFIDII-RateCard-AUREL-01-11-2019

http://www.mintpartners.com/

Pre- and Post-Trade Transparency Reporting (RTS 1 and 2)
Best Execution Reports (RTS 27 + 28)
 

Trading Venue Notices

 
Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration).

The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK.

We have received a request from the FCA to SUSPEND /RESTORE/ REMOVE the instruments (below) and any associated derivatives/other instruments from trading.
 

Issuer Name ISIN Action Issuer LEI Effective From
ASIT BioTech BE0974289218 SUSPENSION 549300S8FE7T7B105H72 2020-10-14T11:10:00Z
Xior Student Housing BE0974288202 RESTORATION 549300JK7HFOCP0U8K85 2020-10-07T15:30:00Z
Xior Student Housing BE0974288202 SUSPENSION 549300JK7HFOCP0U8K85 2020-10-07T09:00:00Z
ASIT BioTech BE0974289218 RESTORATION 549300S8FE7T7B105H72 2020-10-07T09:00:00Z
ASIT BioTech BE0974289218 SUSPENSION 549300S8FE7T7B105H72 2020-10-06T09:00:00Z
Gruppo Greenpower S.P.A IT0004982242 SUSPENSION 81560060B94F2A9A1D68 2020-10-01T08:11:58Z
UBI Banca IT0003487029 SUSPENSION 81560097964CBDAED282 2020-10-01T08:08:23Z


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