BGC

Rulebooks

 

BGC Brokers L.P. – OTF Rulebook
BGC-Products-Asset classes of financial instruments
Best Execution and Order Handling Policy
Minor non-monetary benefits disclosures
Conflict of Interest Statement

 

Terms of Business

BGC Brokers L.P.
BGC Brokers L.P. – Dubai Branch
BGC Brokers L.P. – Bahrain Branch

Ratecards

 

 

Pre- and Post-Trade Transparency Reporting (RTS 1 and 2)
Best Execution Reports (RTS 27 + 28)

 

Trading Venue Notices

Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration).

The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK.

We have received a request from the FCA to SUSPEND /RESTORE/ REMOVE the instruments (below) and any associated derivatives/other instruments from trading.

The Firm will suspend trading on all venues any financial instrument that is the subject of applicable sanctions imposed by any relevant global government organisation.

Issuer Name ISIN Action Issuer LEI Effective From
ARDEN PARTNERS PLC GB00B15CTY44 SUSPEND 213800KRNTZFOY1DA806   2022-04-28T06:30:00Z
CLINIGEN GROUP PLC GB00B89J2419 SUSPEND 213800OBIKGI2JYYS227 2022-04-04T06:30:00Z

 
Any financial instruments issued by entities that are subject to sanctions imposed due to the Ukrainian conflict are not being admitted to trading on BGC OTF (“BGCO”).
For further information, please contact: #compliancebgcuk@bgcpartners.com.

 


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