SUNRISE

Rulebooks

 

3rd Jan, 2018 BGC-Brokers-LP-OTF-Rulebook.pdf

BGC-Products-Asset classes of financial instruments
Best Execution and Order Handling Policy
Conflict of Interest Statement
Minor non-monetary benefits disclosures
 

Ratecards

 

22nd Mar, 2021 MiFIDII-RateCard-Sunrise-CDS-22-03-2021
1st Mar, 2021 MiFIDII-RateCard-Sunrise-Bonds-1-03-2021
1st Mar, 2021 MiFIDII-RateCard-Sunrise-Exotics-1-03-2021

 
Pre- and Post-Trade Transparency Reporting (RTS 1 and 2)
Best Execution Reports (RTS 27 + 28)
 

Trading Venue Notices

 
Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration).

The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK.

We have received a request from the FCA to SUSPEND /RESTORE/ REMOVE the instruments (below) and any associated derivatives/other instruments from trading.

The Firm will suspend trading on all venues any financial instrument that is the subject of applicable sanctions imposed by any relevant global government organisation.
 

Issuer Name ISIN Action Issuer LEI Effective From
NUCLEUS FINANCIAL GROUP PLC GB00BG226J60 SUSPEND 213800MAIAI3M7LM5950 2021-09-21T06:30:00Z

 

 


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